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Service - Margin Call

Daytrade Call (DT)

Due Date: 5 business days
Reason: Insufficient Day Trade Buying Power to satisfy initial requirement on daytrading transactions.

Call Meeting Methods Amount Note
Deposit of Cash Call Amount Day Trading Buying Power of two times the maintenance excess on an aggregate basis. Failure to meet this call will trigger 1 times aggregate buying power for 90 days
Deposit of margin eligible securities Call Amount X 1 1/3 Money Deposited to pay a DT call must remain in the account two days before withdrawn.

Money Due Call (MD)

Due Date:5 business days
Reason: Insufficient available funds to satisfy requirements on cash account transactions.

Call Meeting Methods Amount Note
Deposit of Cash Call Amount MD calls incurred on accounts with a Reg T restriction are due on the date of issue (T+1).
MD calls are subject to liquidation on T+6 if payment or liquidation (with restriction) has not occurred.

Reg T Call (RT)

Due Date: 5 business days
Reason: Insufficient Overnight Buying Power to satisfy initial requirement on opening transactions.

Call Meeting Methods Amount Note
Deposit of Cash Call Amount RT calls incurred on accounts with a Reg T restriction are due on the date of issue (T+1).
Deposit of Margin eligible securities Call Amount X 2 Calls for option trades only are due in 2 business days.
Reg T calls are subject to liquidation on T+6 if payment or liquidation (with restriction) has not occurred.

Concentrated Maintenance (CM)

Due Date: 3 business days
Reason: Account margin equity falls below concentration maintenance requirements.

Call Meeting Methods Amount Note
Deposit money Call Amount If any position in the account is greater than the margin equity, all margin positions will be held at 40% concentrated maintenance. Certain stocks are held at a higher requirement than 40% and a list can be obtained from your broker.
Deposit of margin eligible securities Call Amount X 1 2/3
Liquidation of Margin eligible securities Call Amount x 2 1/2
Liquidation of non-margin securities Call Amount
Market Appreciation Call Amount

Equity Maintenance (EM)

Due Date: 3 business days
Reason: Pattern Day Trader account equity falls below $25,000 minimum.

Call Meeting Methods Amount Note
Deposit money Call Amount It is not mandatory to meet this call. You can only trade 1 times the maintenance excess on an aggregate basis.
Deposit of securities Call Amount
Market Appreciation Call Amount

Required Maintenance (RM)

Due Date: 3 business days
Reason: Account margin equity falls below FINRA minimum maintenance requirements.

Call Meeting Methods Amount Note
Deposit money Call Amount Accounts with less than 20% margin equity are due in 1 business day
Deposit of margin eligible securities Call Amount X 1 1/3 Accounts with less than 15% margin equity are subect to liquidation.
Liquidation of Margin eligible securities Call Amount x 4
Liquidation of non-margin securities Call Amount
Market Appreciation Call Amount

Futures Call (FC)

Due Date: 5 business days
Reason: Insufficient Overnight Buying Power (ONBP) to satisfy initial requirement on opening transactions.

Call Meeting Methods Amount Note
Deposit of Cash Call Amount
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 THE RISK OF LOSS IN TRADING COMMODITY FUTURES CONTRACTS CAN BE SUBSTANTIAL. YOU SHOULD, THEREFORE, CAREFULLY CONSIDER WHETHER SUCH TRADING IS SUITABLE FOR YOU IN LIGHT OF YOUR CIRCUMSTANCES AND FINANCIAL RESOURCES.
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